Cftc no action letter 12-42

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August undefined, 2024

WebApr 4, 2013 · On December 5, 2012, the CFTC's Division of Market Oversight issued No-action Letter 12-41 delaying swap data reporting requirements for equity, foreign exchange (FX) and commodity swaps (Compliance Date 2 … WebDec 21, 2012 · In CFTC Letter No. 12-53, subject to specific criteria, DMO issued time-limited, no-action relief from Parts 43 and 45 for swap dealers entering into agreements …

CFTC Registration Considerations for Private Fund Managers

WebAug 19, 2024 · The U.S. Commodity Futures Trading Commission’s (the “CFTC”) Division of Market Oversight recently issued CFTC Letter No. 22-09, which further extends until the earlier of August 12, 2025 or the effective date of any codifying rulemaking the relief from certain position aggregation requirements it had granted previously in CFTC Letter … flint television

Disclosures and Notices Santander

WebJan 9, 2024 · Specifically, the CFTC amended CFTC Rule 4.5 (a) (1) and (b) (1) to codify a CPO exclusion under CFTC No-Action Letter No. 12-40 (Letter 12-40) 4 for investment advisers to BDCs... WebBoth divisions provided no-action letters in response to ARRC’s letter. In formulating this revised letter, DCR considered a new July 20, 2024 letter, the November 5, ... U.S. … WebJan 31, 2024 · CFTC Staff Issues No-Action Letter Regarding Compliance Date for 2024 Amendments to Swap Data Reporting Rules. January 31, 2024. Washington, D.C. — … flint technical high school flint mi

CFTC Staff Further Extends No-Action Relief from Certain Position ...

WebJan 9, 2024 · On May 30, 2024, the CFTC issued No-Action Letter 17-27 (No-Action 17-27), further extending relief to swap execution facilities (SEFs) and designated contract markets (DCMs) from certain CFTC regulations to allow for: The correction of clerical or operational errors that cause a swap to be rejected for clearing; and WebOct 21, 2014 · On October 15, 2014, the CFTC released CFTC No-action Letter 14-126(No-Action 14-126), providing relief from the requirement to register as a CPO under CEA section 4m(l) to CPOs that have delegated certain of their responsibilities as the CPO of a commodity pool (delegating CPOs) to a designated CPO that is a CFTC-registered … flint tennis clubWebDec 5, 2014 · CFTC Releases No-Action Letter 14-144. December 05, 2014. The letter modifies previous No-Action Letter 13-22, to expand relief for treasury affiliates entering … flint technosys

"WebIn April 2024, the CFTC's Division of Swap Dealer and Intermediary Oversight (DSIO) issued a no-action letter granting temporary relief to registrants and applicants for registration listing a principal, and for applicants for associate person (AP) registration, from the fingerprinting requirements in CFTC Regulations 3.10 (a) (2) (for natural … " - Cftc no action letter 12-42

Cftc no action letter 12-42

U.S. COMMODITY FUTURES TRADING COMMISSION Three …

WebA no-action letter represents the position only of the Division that issued it, or the Office of the General Counsel if issued thereby. A no-action letter binds only the issuing Division … Web1 day ago · 6400 S. Fiddlers Green Circle,Suite 1400 (844) 762-7723 Greenwood Village, Colorado 80111 (Address, including zip code, of (Telephone number, including area code) registrant's principal executive ...

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WebFeb 10, 2013 · The Commodity Futures Trading Commission’s (CFTC’s) Division of Swap Dealer and Intermediary Oversight (DSIO) issued two no-action letters providing relief from Commodity Pool Operator (CPO) registration for family offices (Family Office Letter) 1 CFTC No-Action Letter No. 12-37 [Current Transfer Binder] Comm. Fut. L. … Web7 hours ago · Question 12: The Commission requests comment on the extent to which DCOs, clearing members, and customers currently rely on the no-action position in CFTC Letter No. 19–17 (including the extensions of time in CFTC Letters No. 20–28, 21–29, and 22–11) to permit and/or engage in separate account treatment.

WebNov 1, 2014 · Letter 14-126 clarified that this condition may be satisfied if: (i) a Delegating CPO or the Designated CPO appoints one or more third parties to serve as investment manager (s) of the pool; and (ii) each such third party investment manager is registered as a commodity trading advisor (“CTA”) or is exempt from such registration pursuant to the … WebDec 21, 2012 · Pursuant to CFTC Letter No. 12-52, the CFTC’s Division of Swap Dealer and Intermediary Oversight (DSIO) granted no-action relief to certain SDs and SD CCOs from the annual report filing requirement for the fiscal year ending on December 31, 2012.

WebIn CFTC Letter No. 19-17, staff stated that a failure to deposit, maintain, or pay margin or option premium due to administrative errors or operational constraints would not constitute a failure to timely deposit or maintain initial or variation margin that would place a customer out of the ordinary course of business. WebFirst, following similar relief by U.S. Prudential Regulators, 4 the CFTC issued an interim final rule allowing UK swap dealers to treat as legacy swaps certain uncleared swaps executed before the relevant compliance dates under the CFTC’s margin rules. 5 Second, the CFTC issued a no-action letter extending existing regulatory relief available to …

Web11 rows · Mar 30, 2024 · CFTC Staff Letters provides Letters from 2008 and later. For Letters published before 2008 visit the Letters Archivepage. Letter Number Letter …

http://business.cch.com/srd/12-42.pdf flint technologyWebBoth divisions provided no-action letters in response to ARRC’s letter. In formulating this revised letter, DCR considered a new July 20, 2024 letter, the November 5, ... U.S. COMMODITY FUTURES TRADING COMMISSION Three Lafayette Centre 1155 21st Street, NW, Washington, DC 20581 ... 12 In 2024, ARRC released an ... greater than cumulative frequencyWebSantander will not be required to provide a Pre-trade Mid-Market Mark for certain transactions covered by CFTC no-action letters 12-42; 13-12; 12-58 if a counterparty … flint temp servicesWebJan 13, 2024 · Commodity Futures Trading Commission (CFTC or Commission) registrants and derivatives market participants should take note of a recent announcement by CFTC Chairman Heath Tarbert that, … greater than crocodile signWebDec 5, 2015 · November 16, 2012: The FXC and FMLG -- Request for Interpretive Relief Regarding Obligation to Provide Pre-Trade Mid-Market Quote CFTC No-Action Letter … greater than cumulative frequency calculatorWebThe CFTC Letter provides no-action relief extending until June 30, 2024 with respect to CFTC Regulation 39.13 (g) (8) (iii) under certain conditions as outlined in the letter. The … greater than current date in sqlWebJun 3, 2016 · For this exemption to apply, the fund must also: (1) not hold meetings or conduct administrative activities in the U.S.; (2) not receive, hold or invest any capital directly or indirectly... flint temp